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William St. Laurent
Chief Compliance Officer
Lime Brokerage

William St. Laurent is the Chief Compliance Officer of Lime Brokerage LLC, a Wedbush Company. Bill oversees and directs all major compliance functions and serves as the firm's regulatory liaison. He started his career as an Examiner with the NASD, and became a Field Supervisor overseeing and conducting exams of member firms, later serving as an Examiner and Regulatory Specialist at the American Stock Exchange, combining his knowledge and experience of regulation in the over-the-counter and exchange markets. He was also responsible for and managed compliance programs at XTF Capital LLC, a brokerage firm focused on exchange traded funds, and Exco RMJ Securities Corporation, an interdealer broker. He holds his Series 3, 4, 7, 14, 24, 27, 55, and 63 licenses and earned his Bachelor of Business Administration in Finance and Business Economics from the University of Notre Dame.